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Finra rules on options.

13 39 SEC Approves Amendments to FINRA Rule 2360Options) , FINRA Rule 4210Margin Requirements) in Connection With Over the Counter Options Cleared by the OCC.

Code of Arbitration Procedure The Codes of Arbitration Procedure contains the rules that govern arbitration Customer Code: This Code governs arbitrations between. As part of its mandate to protect investors , promote market integrity, publishes guidance in its role as regulator of securities firms , ., FINRA enacts rules

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As part of its mandate to protect investors and promote market integrity, FINRA enacts rules and publishes guidance in its role as regulator of securities firms and.

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7000 clearing, transaction and order data requirements, and facility charges

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